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Financial services & wealth management

Software built around evidence, review and accountable decisions.

When onboarding, review and reporting are split across inboxes and spreadsheets, ASLM can assess the workflow and build a separately scoped system around evidence, permissions and human sign-off.

This is a capability page, not a claim of published client work in this industry. Examples show workflows ASLM can assess; requirements, existing tools and domain responsibilities are confirmed before any proposal.

Sound familiar?

  • Your AML checks happen. Proving they happened means opening four systems.
  • Quarterly reporting is a fortnight of copy-paste, and one wrong figure is a complaint.
  • A spreadsheet is standing in for one of your controls.

What changes

What we build for financial services & wealth.

01

Make onboarding status visible

Identity, source of funds, risk and sign-off in one tracked flow, so nothing sits waiting in an inbox.

02

Keep the evidence with the decision

Coordinate checking, review and escalation records so a qualified person can reconstruct what happened.

03

Reduce repeated reporting work

Statements, valuations and MI generated from source data instead of rebuilt by hand every three months.

04

Retrieve the record without a search

What changed, who reviewed it, where the record is. Retrievable months later, which is when they ask.

Worth knowing

The regulator doesn't ask if it's clever.

They may ask what data was used, what changed, who reviewed it and where the record is. ASLM’s founder has previous experience building an anonymised AML/KYC onboarding workflow. Your qualified team owns the obligation and decisions; ASLM builds only the agreed technical workflow.

Before you ask

Financial services & wealth: straight answers.

No — your compliance officer owns compliance. We are the engineering side: we build and harden the systems so the answers your compliance officer needs are actually there, in writing, when someone asks for them.

Yes. The same discipline — access control, audit trails, evidence captured as it happens — is what HMRC-facing, GDPR-sensitive and SOC 2-bound businesses need. Regulated is a standard, not a licence.

Sometimes, and sometimes the answer is no. Where it fits, it gets a narrow job, a limit on what it can act on, a human in the loop wherever being wrong is expensive, and a logged record of every interaction with its model and prompt version. Where a decision has to be explainable to a supervisor and the model cannot explain it, we say so and build the deterministic version instead.

Yes, and everything we do lives in your repositories, documented, so your team is never locked into us.